Wayne Kim

Associate General Counsel, NextCapital
and Chief Compliance Officer, NextCapital Advisers
​Wayne is Associate General Counsel and Director of Compliance at NextCapital. Immediately prior to NextCapital, Wayne served as Vice President and Senior Compliance Manager at BMO, where he oversaw risk and compliance programs across various business units, including BMO Global Asset Management. Prior to BMO, Wayne worked at FINRA, where he was responsible for regulatory surveillance of major U.S. equities markets. Wayne earned his law degree from the University of Wisconsin, where he served on the Executive Board and as a Senior Managing Editor of the Wisconsin Law Review. Wayne earned his BS (with honors) in Finance from the University of Illinois at Urbana-Champaign.

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